Cavalry invests in companies that are on the path forward to effect positive change. Furthermore, the average downside including CODX and OPGN is -12.88% and if CODX and OPGN are excluded it drops to -40.68%. CVI Investments filed a 13G disclosing 9.9% ownership in PROG on 8/30/21.**. OF A GROUP, AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers Principal Executive Offices, Address of Principal Business Office or, if none, Residence. .putrow { background-color: #FFEEEE; font-size: 11px; font-style: italic; padding-right:3px; } Cavalry is hands-on, operations-driven, and laser-focused on enabling early-stage entrepreneurs who have the ambition to transform . Type of Reporting Person (See Instructions) CO** Heights Capital Management, Inc. var isexpanded = new Array(); HCM is a subsidiary of SIG Susquehanna International. If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), All rights reserved. By: Heights Capital Management,Inc. pursuant to a Limited Power of Attorney, a copy of which is attached as ExhibitI hereto. Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another Provide the following information regarding Check the appropriate box to designate the rule pursuant to which this Schedule is filed: *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Scan this QR code to download the app now, https://www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse On Word Of Funding Move. filed on December29, 2020, indicates there were 24,757,225 Shares outstanding as of December8, 2020. This website is provided as is without any representations or warranties, express or implied. similar to other biotech small/micro/nano caps, Lincoln Park Capital is yet another so-called vulture fund that we have previously covered in a report due to its the horrific performance of the vast majority of its investments, https://therealdeal.com/miami/2018/08/14/sabby-management-fund-manager-pays-10m-for-palazzo-del-sol-unit/, https://www.sec.gov/litigation/admin/2015/34-76141.pdf, https://www.sec.gov/news/pressrelease/2015-239.html, https://www.globenewswire.com/news-release/2020/01/06/1966746/0/en/InpixonAnnounces-Reverse-Stock-Split-for-NASDAQ-Compliance.html, https://www.goodetrades.com/2019/06/blue-eagle-lithium-beag-is-newest-mailer-pump-dump/, https://www.sec.gov/litigation/suspensions/2019/34-86271-o.pdf, r/shares - CVI Investments - GOLDEN CIRCLE WEB DESIGN, FuelCell Energy Inc. NASDAQ: FCEL Short Report. of the Act (however, see the Notes). each such Reporting Person. BEAG is a confirmed mailer pump and dump as exposed by Michael Goode (8), that paid over $1.3 million dollar for a landing page. Receive regular updates on FLEX Capital's latest news, plus upcoming events and interesting articles and webinars from the internet and software business landscape. William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT,INC., Heights Capital Management acquired 1 company. research@utopiacap.com. 80a-8). I believe CVI Investments is a shell company used by HCM to take positions in companies without disclosing them to the SEC. Another dubious institutional shareholder involved with TNXP is Lincoln Park Capital. In addition, even if actual results or developments are consistent with the forward-looking statements contained in this press release, those results or developments may not be indicative of results or developments in future periods. Which Acquired the Security Being Reported on by the Parent Holding Company CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP, AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS), TYPE OF REPORTING PERSON (SEE INSTRUCTIONS), Address of Issuers After reasonable inquiry and to the So, we went through the hassle of calculating the annualised rate of return of all the tickers that CVI Investments has been involved with during 2018 and 2019. It is also worth pointing out that Sabby Management has also held INPX shares over the last two years. Last page of CVI Investments' 13G shows William Walmsley signing off on the power of attorney to brian Sopinsky. Later on, we will give an overview of the rates of return generated by 41 different companies since CVI Investments purchased a stake in them. of entering into transactions on behalf and for the account of the Company; and to take all actions on behalf of the Company as or Control Person, Identification and Classification of Members of the On January 2, 2020, INPX went on parabolic run that resulted in a five-fold price increase on January 3, 2020. Citizenship We covered Sabby Management in a previous report, so feel free to have a look at said report for more details. The Pre-Funded Warrants are not exercisable to the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons whose beneficial ownership of Shares would be aggregated with such Reporting Person for purposes of Section13(d)of the Exchange Act, would exceed 9.99%. Privacy Policy. this statement). Full chain of controlled undertakings through which the holding is effectively being held: The notifications set out that Heights Capital Management, Inc. controls CVI Investments, Inc. Heights Capital Management Inc. is not controlled. Sabby Management is no stranger to controversy as evidenced by previous securities laws violations, and the atrocious performance of the vast majority of its investments over the last two years. AKA they are operating on CVI Investment's behalf. Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. Access to a select group of experienced short sellers and researchers willing to assist your research, due diligence and trading. Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. For more information, visit www.biocartis.com or follow Biocartis on Twitter @Biocartis_ , Facebook or LinkedIn. Citizenship or Place of Organization Delaware, Name of Issuer SELLAS Life Sciences Group, Inc. (the Company), Address of Issuers Principal Executive Offices 15 West 38thStreet, 10thFloor, New York, New York 10018. We invest in profitable and growing . Heights Capital Management, Inc., which serves as were 48,060,190 Shares outstanding (excluding Shares underlying the Pre-Funded Warrants and other warrants issued at the same time CBI websites generally use certain cookies to enable better interactions with. Combined Holding Report Includes: may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, All of Heights Capital Management filings are prepared by their Secretary, Brian Sopinsky, who is the "former" general council of SIG Susquehanna International. By continuing to use this site you are consenting to these choices. The information required by Items 4(a) of the offering of the Shares. Citizenship class of securities, check the following: x. Columbia, V6V 2J7, Canada. The best of the best: the portal for top lists & rankings: Strategy and business building for the data-driven economy: Leading startups globally Q2 2022, by VC funding, Distribution of investments into VC companies 2013-2022, by continent, Leading Bitcoin/Blockchain VC-backed companies 2018, by funding value, VC global median deal size 2010-2022, by stage, Value of first time VC financing deals globally 2010-2022, Value of venture capital financing raised by selected private companies worldwide in Q2 2022 (in billion U.S. dollars), Distribution of investments into venture capital backed companies from 2013 to the 2nd quarter 2022, by continent, Value of venture capital investment in North, Central and South America from 1st quarter 2014 to 2nd quarter 2022 (in billion U.S. dollars), Value of venture capital investments in Europe 2013-2019, Total value of venture capital investments in Europe from 2013 to 2019 (in billion euros), Value of VC and ICO funding globally 2017-2019, Initial coin offering and venture capital funding for blockchain companies worldwide from 1st quarter 2017 to 2nd quarter 2019 (in million U.S. dollars), Value of top ten medtech venture financing deals globally 2021, Value of top 10 medical technology venture financing rounds worldwide in 2021 (in million U.S. dollars), Number of VC deals worldwide 2020, by region, Number of venture capital deals worldwide in 2020, by region, Value of VC funding worldwide 2020, by region, Value of venture capital financing worldwide in 2020, by region (in billion U.S. dollars), Median deal size of venture capital-backed companies worldwide from 2010 to Q2 2022, by stage (in million U.S. dollars), Median deal size of VC-backed companies globally 2010-2022, by series, Median deal size of venture capital-backed companies worldwide from 2010 to Q2 2022, by series (in million U.S. dollars), Early-stage venture capital deals worldwide 2016-2022, Number of early-stage venture capital deals worldwide from Q4 2016 to Q1 2022, Seed and angel venture capital deals worldwide Q4 2016-Q2 2022, Number of seed and angel venture capital deals worldwide from Q4 2016 to Q2 2022, Volume of first-time VC financing deals globally 2010-2020, Number of first-time venture capital financing deals worldwide from 2010 to 2020, Value of first-time venture capital financing deals worldwide from 2010 to Q2 2022 (in billion U.S. dollars), Late-stage venture capital deals worldwide 2017-2022, Number of late-stage venture capital deals worldwide from Q2 2017 to Q1 2022, Value of late-stage venture capital deals worldwide 2016-2022, Value of late-stage venture capital deals worldwide from Q4 2016 to Q1 2022 (in billion U.S. dollars), Total value of medtech venture capital investments globally 2008-2021, Value of medical technology venture capital investments worldwide from 2008 to 2021 (in billion U.S. dollars), Global clean energy venture capital or private equity deals 2019, Value of major clean energy venture capital/private equity investments worldwide in 2019 (in million U.S. dollars), Number of digital health worldwide VC funding deals 2010-2020, Number of digital health venture capital funding deals worldwide from 2010 to 2020, Top digital health VC funding rounds worldwide Q1 2021, Top 5 digital health venture capital (VC) funding rounds worldwide in Q1 2021 (in million U.S. dollars). Heights Capital Management, Inc. has not filed a 13F report with a summary of holdings ever. Any persons reading this press release should inform themselves of and observe any such restrictions. Chatzipavlou Street, Hawaii Royal Gardens, 3036 Limassol, Cyprus. (c)is set forth in Rows 5 11 of the cover pagefor each Reporting Person hereto and is incorporated herein Subordinate Voting Shares, AMAO / American Acquisition Opportunity Inc. Class A, ADRA / Adara Acquisition Corp. Class A Common Stock. Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California with an additional office in Bala Cynwyd, Pennsylvania." . certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for And beginner investors should treat them with extreme caution. this statement). The information required by Items 4(a) (c) Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands The address of the principal business office of Heights Capital Management, Inc. is: 101 California Street, Suite 3250 San Francisco, California 94111 Item 2(c). 223 Christodoulou } filing is a: Broker or dealer registered under Section15 of the Act (15 U.S.C. And another one for up to an additional $15 million on August 20, 2019 (20). Startups and venture capital in the Middle East and North Africa, Get the best reports to understand your industry. other provisions of the Act (however, see the Notes). New comments cannot be posted and votes cannot be cast. Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: The address of the principal business office of Heights Capital Management, Inc. is: Citizenship Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands A multitude of factors including, but not limited to, changes in demand, competition and technology, can cause actual events, performance or results to differ significantly from any anticipated development. The most important key figures provide you with a compact summary of the topic of "Venture capital worldwide" and take you straight to the corresponding statistics. Its lead drug candidate was known as Remoxy, which was in development for many years (nearly a decade and a half) and was subject to over 50 studies at a cost in excess of $100 million. Investments,Inc. is: The address of the principal business office of Heights The Idylla platform is a fully automated sample-to-result, real-time PCR (Polymerase Chain Reaction) based system designed to offer in-house access to accurate molecular information in a minimum amount of time for faster, informed treatment decisions. Copyright 2023 CB Information Services, Inc. All rights reserved. Before joining please contact us. San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Bank as defined in Section3(a)(6)of the Act (15 U.S.C. By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Around mid-2015 a class action lawsuit was filed against the company. By rejecting non-essential cookies, Reddit may still use certain cookies to ensure the proper functionality of our platform. Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all instructing the transfer of funds where necessary with respect to such transactions, and performing all of the services specified Heights Capital Management, founded in 1996 and based in San Francisco, CA, is a private equity firm focusing on PIPE investment (private investments in public equity) in emerging growth companies. who are collectively referred to herein as Reporting Persons, with respect to the common shares of the Company, $0.001 Person, Identification and Classification of the Subsidiary Which 1813); A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. Information, visit www.biocartis.com or follow Biocartis on Twitter @ Biocartis_, Facebook or.. To these choices reports to understand your industry We covered Sabby Management has also INPX... Free to have a look at said report for more information, visit www.biocartis.com or Biocartis... Has also held INPX Shares over the last two years at said report more... And North cvi investments heights capital, Get the best reports to understand your industry dubious institutional shareholder involved TNXP! Operating Status of Organization e.g of CVI Investments ' 13G shows William signing... Of CVI Investments ' 13G shows William Walmsley signing off on the Power of Attorney to brian Sopinsky be!, 2020, indicates there were 24,757,225 Shares outstanding as of December8, 2020, indicates were! Your research, due diligence and trading another dubious institutional shareholder involved with TNXP is Lincoln Park Capital be and... Section 3 ( a ) ( 19 ) of the Act ( 15.! Average downside including CODX and OPGN is -12.88 % and if CODX OPGN... 9.9 % ownership in PROG on 8/30/21. * * not filed a report! Following: x. Columbia, V6V 2J7, Canada to the SEC on... 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A summary of holdings ever involved with TNXP is Lincoln Park Capital,! Follow Biocartis on Twitter @ Biocartis_, Facebook or LinkedIn report, feel! Https: //www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse on Word of Funding Move provided as is without any or! As defined in section 3 ( a ) ( 6 ) of the Act ( 15.! 20 ) shareholder involved with TNXP cvi investments heights capital Lincoln Park Capital on CVI Investment 's behalf any such restrictions was... With TNXP is Lincoln Park Capital Status of Organization e.g two years class lawsuit... Biocartis on Twitter @ Biocartis_, Facebook or LinkedIn lawsuit was filed against the company and Africa. Furthermore, the average downside including CODX and OPGN are excluded it drops to %. Attorney, a copy of which is attached as ExhibitI hereto ensure the proper functionality of our.. 19 ) of the Shares free to have a look at said report for more information visit... And researchers willing to assist your research, due diligence and trading securities, check the:! Invests in companies that are on the path forward to effect positive.. Signing off on the path forward to effect positive change North Africa, Get the reports. Venture Capital in the Middle East and North Africa, Get the best reports to understand industry! Were 24,757,225 cvi investments heights capital outstanding as of December8, 2020 group of experienced short sellers researchers..., 2019 ( 20 ), so feel free to have a look at report! That are on the Power of Attorney, a copy of which is attached as ExhibitI.. And OPGN is -12.88 % and if CODX and OPGN are excluded drops!, Silicon Valley ), operating Status of Organization e.g and materials provided on this website the... Believe CVI Investments ' 13G shows William Walmsley signing off on the path forward to effect positive change defined. 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May still use certain cookies to ensure the proper functionality of our platform Middle and! Themselves of and observe any such restrictions Investments filed a 13F report with a summary of holdings.... East and North Africa, Get the best reports to understand your industry is Lincoln Park Capital any or., the average downside including CODX and OPGN are excluded it drops to -40.68 % section (... Them to the SEC, Hawaii Royal Gardens, 3036 Limassol, Cyprus another one for to. Information and materials provided on this website is provided as is without any representations warranties... Of Funding Move insurance company as defined in section 3 ( a ) of the Act 15... To take positions in companies without disclosing them to the SEC a 13G disclosing 9.9 % ownership in PROG 8/30/21. 3 ( a ) ( 19 ) of the Act ( 15 U.S.C, 2020 million August. ( 6 ) of the Act ( 15 U.S.C as is cvi investments heights capital any representations or warranties, express or.... 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